FINRA Cyber Security Checklist





Is your Financial Firm meeting FINRA/SEC CyberSecurity Requirements?

While there is no one-size fits all approach to cybersecurity, FINRA’s 2015 report offers a comprehensive approach to cybersecurity that broker-dealers should consider in their IT compliance efforts. Specifically, the report outlines “principles and effective practices” for cybersecurity that are intended to assist firms in their efforts to respond to sophisticated and evolving cyber-threats by 1) identifying and addressing vulnerabilities in their systems; and 2) reviewing their approach to managing threats to risk assessment procedures, IT protocols and application management.

Download the FINRA Cyber Security CheckList


RMK Consulting, LLC provides exceptional IT Support Services, Managed IT Services, Cloud Computing Solutions and Phone Systems to businesses across Texas. Our Managed IT Services are designed to Manage and Protect your IT systems so you can focus on your business.



RMK Consulting, LLC

415 N Guadalupe Ste. 165

San Marcos, TX 78666

(512) 761-7652

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